Managing Operational Risk in Today’s Environment

We invite you to discuss, with your industry peers, operational risk management practices and ways to quantify them through metrics. We will address how firms compare procedures and will share information on benchmarking.

The Workshop will include a panel discussing risks associated with 130/30 strategies, especially as it relates to 40-Act funds, and how to reduce risk on managing collateral, 3-way reconciliations and cash movements. We will address risk on subprime instruments as well. There will also be a panel on data, including discussion on data feeds, security set-ups, trading related data and audits/controls related to data. Other topics covered during this one day event on operational risk are ops risk function in an organization and Basel II capital requirements.

The Workshop registration fee includes full program, Workshop materials, continental breakfast, refreshment breaks, and lunch. All sessions are subject to change.

* $795 per registrant for AMF / SIFMA member firms
* $995 per registrant for non-member firms

For more Information and Registration

(Note: No refunds will be made for cancellations after July 14, 2008. All cancellation requests are subject to a $100 processing fee.)